The FCA's continued focus on client protection together with increased scrutiny from CASS audits, means that CASS compliance remains high on the regulatory agenda.
On Demand Recording
Our webinar highlighted key considerations that firms are now faced with as part of the new CASS audit regime, with particular emphasis on systems, controls, reconciliations and good governance.
Rob Anderson, Senior Manager at PwC, joined us to discuss the FRC's new Assurance Standard and the impact this is having on firms.
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