Without the correct CASS governance and oversight framework in place it is very difficult to achieve CASS compliance.
With over 100 countries now signed up to the Common Reporting Standard (CRS), the first reporting deadline in 2017 may still seem quite far away.
Gillian Boston, Associate Director at AutoRek, discusses how our solution can enable a cost effective, transparent and actionable control regime to be put in place that fully supports ATM cash management, reconciliation and reporting.
The scope of MiFID II/MiFIR is wide ranging and will have a significant impact on investment firms in relation to Transaction Reporting.
The FCA CASS rules require firms to have systems and controls in place which enable them to meet their ongoing obligations to protect client money and client assets.