AutoRek Survey: MiFID II Transaction Reporting Readiness

With the MiFID II go-live date now just less than 6 months away, many firms are still in the process of determining their approach to the regulation.

With costs expected to be as high as €2.5bn for the Asset Management industry alone, MiFID II is probably the most expensive forthcoming regulation affecting the financial sector as a whole. The Financial Conduct Authority (FCA) has made it clear that Brexit will not delay the implementation schedule nor weaken the enforcement of MiFID II. However, the FCA may well show a degree of leniency during the initial phase as companies refine their processes.

MiFID II Readiness Survey

The aim of this survey is to understand:

  • Levels of confidence to meet the go-live date;
  • Which ARM, if any, firms have chosen;
  • Reliance placed on ARM rules engines; and
  • Transaction Reporting ownership.

To download your complimentary copy of this survey please complete the short form below.

  1. Error. Please enter a valid full name.
  2. Error. Please enter a valid company name.
  3. Error. Please enter a valid job title.
  4. Error. Please enter a valid email address.
  5. Error. Please enter a valid phone number.
  6. Error. Please select from the dropdown options.

mifid surveylargecta1