Webinar: Complying with FCA and CBI CASS Regulatory Obligations

As Brexit nears your firm may be considering (or may have already created) a legal entity within Europe.  Whether you have Financial Conduct Authority Regulatory Obligations, Central Bank of Ireland Regulatory Obligations or both, AutoRek can provide you with a streamlined solution that helps ensure compliance for both sets of regulations.

CASS Handbook (FCA) Vs Investor Money Regulations (CBI)

This webinar will draw out the common themes across the FCA’s CASS Handbook and the Central Bank of Ireland’s Investor Money Rules and how you can use AutoRek for automated solutions across the regulators.  Key themes include:

  • Identification, segregation and reconciliations;
  • Reporting, and;
  • Record retention.

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