The FCA recently wrote to CEO’s to outline the importance of continuing to maintain adequate arrangements that safeguard the client money and/or custody assets being held for customers. The letter highlighted areas that are particularly important to maintaining adequate client assets arrangements in the current environment.
Understand and meet CASS obligations outlined in the FCA’s ‘Dear CEO Letter’
Join us at our upcoming webinar where Jo Parkhill, Regulatory and CASS Specialist, will join us to provide an overview of the key FCA communications on CASS since 6th April 2020 which includes; two ‘Dear CEO’ letters issued in July and September, handling the usage of TTCAs and outlining adequate client assets arrangements.
Kieran Millar, Senior CASS Consultant at AutoRek, will discuss how any challenges can be approached on a technical level and will also provide a demonstration of how AutoRek can help firms meet CASS obligations.