Case study

Driving operational efficiency for CMC Markets in a complex regulatory landscape

CMC Markets, a world-leading financial services pioneer, faced the challenge of managing complex multi-jurisdictional regulatory compliance while undergoing ambitious global expansion. They required a scalable reconciliation solution with robust workflows to replace manual processes and support their growing portfolio of over 1 million global traders.

AutoRek delivered a comprehensive solution for CMC Markets covering internal, external, and validation reconciliations to meet CASS 6 requirements. The platform features automated reporting and exception management, streamlining the month-end CMAR process and enabling seamless cross-team collaboration.

  • 90%+ Match Rate: Achieved a reconciliation auto-match rate upwards of 90% to minimize manual intervention.
  • Regulatory Compliance: Fully automated regulatory reporting and compliance for complex multi-jurisdictional landscapes.
  • Global Scalability: The flexible platform allows for the easy addition of new bank, broker, and custodian accounts.
  • Enhanced Visibility: In-built workflow functionality connects departments and simplifies the resolution of non-matching items.

 

View our CMC Markets Case Study