AutoRek CASS Breakfast Briefing
The FCA’s continued focus on client protection together with increased scrutiny from CASS auditors, means that CASS compliance remains at the top of the regulatory agenda.
Without the correct CASS governance and oversight framework in place it is very difficult to achieve ongoing CASS compliance.
CASS Breakfast Briefing
Due to popular demand, we invited you to join us for another sitting of our CASS Breakfast Briefing which focused on the importance of centralised processes and robust control frameworks.
Nisha Madhvani, Managing Director at Rosediem Consulting, joined us to discuss the CASS audit standards and why good CASS governance and oversight matters.
This event is now over. Due to popular demand we will be hosting a second Breakfast Briefing, details will be announced shortly.