Breakfast Briefing: Complying with FCA and CBI Regulatory Obligations

As Brexit nears your firm may be considering creating a legal entity within Europe. Whether you have to comply with Financial Conduct Authority (FCA) Regulatory Obligations, Central Bank of Ireland (CBI) Regulatory Obligations or both, AutoRek can provide you with a streamlined solution that helps ensure compliance.

CASS Handbook (FCA) Vs Investor Money Regulations (CBI)

This session will draw out the common themes across the FCA’s CASS Handbook and the Central Bank of Ireland’s Investor Money Rules and how you can use AutoRek for automated solutions across the regulatory requirements. Key themes include:

  • Segregation
  • Regulatory Reconciliations
  • Record Retention
  • Regulatory Reporting
  • Insolvency Readiness

Join Our Breakfast Briefing

Join us at our breakfast briefing where Jess Porter, Senior Cass Consultant, at AutoRek will be focusing on similarities between the requirements of these regulators and how AutoRek can provide you the automation you need.

Places at these events tend to go fast – to avoid disappointment sign up here today.

For more information get in touch via or +44(0)845 603 3613.

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