CASS Compliance from an AutoRek Perspective
We are in year 2 of the application of the FRC’s enhanced assurance standard, which finds firms undertaking remedial work to ensure a cleaner audit opinion.
The intention of CASS auditors this year is to increase scrutiny in the area of IT and systems controls. The approach being taken by auditors in assessing CASS compliance is still considered to be a moving target as their approaches evolve, and so it remains to be seen how far their scrutiny of controls will extend.
CASS Compliance with AutoRek
We invited you to our breakfast briefing to understand how AutoRek significantly reduces the burden on firms required to meet the regulatory obligations of client asset protection. We considered the importance of adopting a holistic approach to data management and controls, both from an operational and audit perspective, and provided a demonstration of our CASS solution.
This event has now passed. For more information, please get in touch via marketing@AutoRek.com or call +44 (0) 845 603 3613.