Challenges of CASS Compliance
Here we are 10 years on from the financial crisis, the subsequent collapse of Lehman Brothers and the focus on CASS has not waned – in fact it remains high on the regulatory agenda. We are also in year 2 of the application of the FRC’s enhanced assurance standard, which will find firms undertaking remedial work to ensure a return to an unqualified audit opinion.
The intention of CASS auditors this year is to increase scrutiny in the area of IT and systems controls. It remains to be seen how far this scrutiny will extend, indeed the approach being taken by auditors in assessing CASS compliance is still considered to be a moving target as their approaches evolve.
Overcome the Challenges of CASS Compliance
We invited you to join us at our CASS Breakfast Briefing as we considered lessons learned from the FRC’s assurance standard and what it means to be in control of your CASS regime so that data integrity prevails.
Nisha Sanghani, Managing Director at Rosediem Consulting, joined us to discuss the importance of adopting holistic, front-to-end policies, processes and procedures as well as the CASS audit standards and why good CASS governance and oversight matters.
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