CASS Compliance from an AutoRek Perspective
We are in year 2 of the application of the FRC’s enhanced assurance standard, which finds firms undertaking remedial work to ensure a return to a cleaner audit opinion.
The intention of CASS auditors this year is to increase scrutiny in the area of IT and systems controls. The approach being taken by auditors in assessing CASS compliance is still considered to be a moving target as their approaches evolve, and so it remains to be seen how far their scrutiny of controls will extend.
CASS Compliance with AutoRek
We invite you to our breakfast briefing to understand how AutoRek significantly reduces the burden on firms required to meet the regulatory obligations of client asset protection. We will consider the importance of adopting a holistic approach to data management and controls, both from an operational and audit perspective, and provide a demonstration of our CASS solution.
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