Overcome the Challenges of CASS Compliance Webinar

We are in year 2 of the application of the FRC’s enhanced assurance standard, which finds firms undertaking remedial work to ensure a return to a cleaner audit opinion.

The intention of CASS auditors this year is to increase scrutiny in the area of IT and systems controls. The approach being taken by auditors in assessing CASS compliance is still considered to be a moving target as their approaches evolve, and so it remains to be seen how far their scrutiny of controls will extend.

CASS Compliance with AutoRek and Rosediem

Following on from the success of our previous CASS breakfast briefing, we invited you to join our webinar to understand lessons learned from the FRC’s assurance standard and what it means to be in control of your CASS regime so that data integrity prevails.

Nisha Sanghani, Managing Director at Rosediem Consulting, joined us to discuss the importance of adopting holistic, front-to-end policies, processes and procedures as well as the CASS audit standards and why good CASS governance and oversight matters.

The webinar presented a case study outlining the processes that firms have implemented, what has gone wrong and the steps that have been put in place to rectify the difficulties. 

This webinar has now passed. For more information please get in touch via marketing@AutoRek.com or +44 (0) 845 603 3613.

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