CASS Compliance Webinar

CASS Compliance Webinar

Through enhanced CASS audit practices, the FRC are fully supportive of the FCA’s determination to drive up the level of client protection. Firms must be able to demonstrate that they have adequate systems and controls in place to be able to comply with CASS rules. Without the correct CASS governance and oversight framework it is difficult to achieve ongoing CASS compliance.

Overcome the Challenges of CASS Compliance

We invited you to join us on our webinar which will focused on the challenges of CASS compliance, the FRC’s Assurance Standard, and the importance of centralised processes and robust control frameworks. John Needham, Partner at PKF Littlejohn, will be joined us to highlight some of the key challenges that he is seeing firms face in meeting the FRC’s new assurance standard.

Topic: Overcome the Challenges of CASS Compliance
Date: Friday 8th December 2017
Time: 10.30 – 11.30am

All attendees will be given the chance to contribute and ask any questions through-out the webinar.

This event has now passed. For further information email 

Request a Demo

Learn how AutoRek helps reduce costs, improve process efficiency and ensure on-going compliance with a range of regulatory reporting requirements.