Second CASS Compliance Breakfast Briefing

Second CASS Compliance Breakfast Briefing

The FCA’s continued focus on client protection together with increased scrutiny from CASS auditors, means that CASS compliance remains at the top of the regulatory agenda.

Without the correct CASS governance and oversight framework in place it is very difficult to achieve ongoing CASS compliance.

Back by Popular Demand – CASS Compliance Breakfast Briefing

Due to popular demand, we invited you to join us at a second sitting of our CASS Breakfast Briefing which focused on the importance of centralised processes and robust control frameworks.

Nisha Madhvani, Managing Director at Rosediem Consulting, joined us to discuss the CASS audit standards and why good CASS governance and oversight matters.

This event has now passed. For more information please email

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