Transaction Reporting & Data Control Breakfast Briefing
It’s just over 9 months since MiFID II came into force, now more than ever – firms are facing the pressure to comply and to have full control of their Transaction Reporting.
The regulation states that firms are required to demonstrate that they have full oversight and control of the trade life cycle to fulfil Transaction Reporting obligations.
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At the session we explained how AutoRek performs data integrity/validation checks, creates a golden source of data ahead of reporting into the firm’s selected ARM (Approved Reporting Mechanism) and simplifies the 3-way Reconciliation process.
Over the past 9 months BDO has supported a number of clients across the FS sector with post implementation reviews and specific ‘deep dives’ on areas that firms have found challenging. Richard Barnwell, Partner, Financial Services Advisory at BDO UK LLP provided insight on the key challenges facing firms and what the evolving regulatory expectations are. The focus was on transaction/trade reporting but will also include; Research, Inducements and Governance.
AutoRek demonstrated how their system is being used by top UK asset managers to fulfill their post reporting controls.
This event has now passed. For more information, please email firstname.lastname@example.org or call +44 (0)845 603 3613.