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CASS Audits

CASS Audits

The first CASS audit reports under the new FRC standard are due to be sent to the FRC this week.…
MiFID II Rules are Nearly Finalised – Time to Implement

MiFID II Rules are Nearly Finalised – Time to Implement

Since the beginning of the year there have been numerous blogs and articles about the looming deadline for MiFID II.…
CASS Consultation Paper (CP) – Time to Comment

CASS Consultation Paper (CP) – Time to Comment

There is just over a month to comment to the FCA on CP17/2: CASS 7A and the special administration regime…
Courage is Knowing What Not to Fear

Courage is Knowing What Not to Fear

There has been a marked uptake in CASS automation and governance initiatives since the higher audit standards published by the…
Should MiFID II be your New Year’s Resolution?

Should MiFID II be your New Year’s Resolution?

There is no doubt that a myriad of regulatory regimes are competing for your board’s attention for planning and budgetary…
A Real Solution to Improving Broker Management Operations

A Real Solution to Improving Broker Management Operations

Many firms are struggling with the limited cash application or auto-cash processing functionality provided by their core administration or accounting…
AutoRek raise £4,055 for Beatson Cancer Charity

AutoRek raise £4,055 for Beatson Cancer Charity

On 6th August a team of 20 AutoRek colleagues set off to undertake the Rough Runner challenge in aid of Beatson Cancer Charity.…

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