Regulatory Round-Up Video
Gillian Boston, Head of Business Consulting at AutoRek discusses the potential regulatory challenges facing firms in 2018. Starting with the…
Compliance, MiFID II, Regulation
On Demand Webinar: CASS Automation
Through enhanced CASS audit practices, the FRC are fully supportive of the FCA’s determination to drive up the level of…
CASS, Client Assets, Client Money
On Demand Webinar: MiFID II Transaction Reporting – 2 Months to go
With just over 2 months to go until the MiFID II start date, many firms are in the final stages…

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