Webinar: CASS Governance & Treatment of Shortfalls
The fundamental cause of any shortfall can vary considerably, from failed market settlement to internal books and records errors, often…
CASS, Client Assets, Client Money
On Demand Webinar: Transaction Reporting & Data Control
It’s just over 1 year since MiFID II came into force, now more than ever – firms are facing the…
MiFID II, Regulation
Regulatory Round-Up | December 2018
Marc McCarthy, Senior Business Consulting at AutoRek, and Andrew Henderson, Financial Services Partner at Eversheds Sutherland, give an overview of…
Compliance, Financial Control, Regulation

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