Video: Good Governance: A Key Aspect of CASS Compliance

Without the correct CASS governance and oversight framework in place it is very difficult to achieve CASS compliance.

Most firms with CASS failings painfully resolve their issues only to find more problems down the line, despite all the costs and resources that they would have dedicated to resolving the initial failings. Often this is due to the lack of focus on building a sustainability framework that is forward looking, rather than incident driven.

Webinar Recording

Following on from a series of CASS Compliance Breakfast Briefings held throughout October, we invited you to join us on a live webinar to understand the importance of centralised processes and robust control frameworks.

Nisha Madhvani, Managing Director at Rosediem Consulting, joined us to discuss why good CASS governance and oversight matters.

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