Through enhanced CASS audit practices, the FRC are fully supportive of the FCA’s determination to drive up the level of client protection. Firms must be able to demonstrate that they have adequate systems and controls in place to be able to comply with CASS rules. Without the correct CASS governance and oversight framework it is difficult to achieve ongoing CASS compliance.

On Demand Recording

We invited you to join us on our webinar which focused on the challenges of CASS compliance, the FRC’s Assurance Standard, and the importance of centralised processes and robust control frameworks. John Needham, Partner at PKF Littlejohn, joined us to highlight some of the key challenges that he is seeing firms face in meeting the FRC’s new assurance standard.

 

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