Video: CASS Governance
Data integrity and financial controls have a big part to play in CASS governance and firms must be able to…
CASS, Client Assets, Client Money
Video: Senior Managers and Certification Regime
In 2019, the Senior Managers and Certification Regime is expected to come into force changing how people in financial services…
CASS, Client Assets, Client Money, Compliance
Regulatory Round Up – July 2018
Gillian Boston, Head of Business Consulting at AutoRek, and Michael Ruck, Senior Associate, Pinsent Masons discuss The continued speed of change of…
Compliance, Financial Control, Reconciliations, Regulation

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