Regulatory Round-Up Video
Gillian Boston, Head of Business Consulting at AutoRek discusses the potential regulatory challenges facing firms in 2018. Starting with the Senior Managers and Certification Regime, Gillian considers the extended scope, how to approach the allocation of responsibilities and what technological solutions are available to managers to help them ensure they are in control. Gillian then reflects on the recent Merrill Lynch fine, what can be learned from the FCA’s response, and whether or not the FCA recognises the impact MiFID II is having on firms.
Lastly, Gillian considers how firms can use technology to their advantage to work more effectively and efficiently with their data, in order to meet on going regulatory challenges.
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