Video: Overcome the Challenges of CASS Compliance

Video: Overcome the Challenges of CASS Compliance

There is no doubt that firms are now faced with tougher CASS audits and increased scrutiny from auditors. The FCA have stated that firms must be able to demonstrate that they have adequate systems and controls in place to be able to comply with CASS rules. Without the correct CASS governance and oversight in place, it is difficult to achieve ongoing CASS compliance.

On-Demand Recording

We invited you to join us at our webinar which focused on the challenges of CASS compliance, the FRC’s Assurance Standard, and the importance of centralised processes and robust controls.

Kevin Huby, Owner of Prin10, joined us to discuss why robust CASS governance and oversight matters.

 

To view this video, please fill in the form below

Sequence Preloader IconThree orange dots increasing in size from left to right

Request a Demo

Learn how AutoRek helps reduce costs, improve process efficiency and ensure on-going compliance with a range of regulatory reporting requirements.