Video: Senior Managers and Certification Regime

In 2019, the Senior Managers and Certification Regime is expected to come into force changing how people in financial services firms are regulated. The SMCR aims to encourage a culture of staff at all levels taking personal responsibility for their actions and ensure firms clearly understand and can demonstrate where responsibility lies.

There is no time for firms to delay! What does this mean for you? Are your client’s monies and assets safe?

 

 

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