AutoRek Survey: MiFID II Transaction Reporting Readiness

With costs expected to be as high as €2.5bn for the Asset Management industry alone, MiFID II is probably the most expensive regulation affecting the financial sector as a whole. The Financial Conduct Authority (FCA) has made it clear that Brexit will not delay the implementation schedule nor weaken the enforcement of MiFID II. However, the FCA may well show a degree of leniency during the initial phase as companies refine their processes.

MiFID II Readiness Survey

The aim of this survey is to understand:

  • Levels of confidence to meet the go-live date
  • Which ARM, if any, firms have chosen
  • Reliance placed on ARM rules engines
  • Transaction Reporting ownership

 

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