With costs expected to be as high as €2.5bn for the Asset Management industry alone, MiFID II is probably the most expensive regulation affecting the financial sector as a whole. The Financial Conduct Authority (FCA) has made it clear that Brexit will not delay the implementation schedule nor weaken the enforcement of MiFID II. However, the FCA may well show a degree of leniency during the initial phase as companies refine their processes.
MiFID II Readiness Survey
The aim of this survey is to understand:
- Levels of confidence to meet the go-live date
- Which ARM, if any, firms have chosen
- Reliance placed on ARM rules engines
- Transaction Reporting ownership
To access this resource and find out more information please complete the short form below.