AutoRek Survey: MiFID II Transaction Reporting Readiness
With the MiFID II go-live date now just less than 6 months away, many firms are still in the process…
MiFID II Transaction Reporting: Be in Control
Like many other regulations coming into force in the next 36 months, MiFID II is calling for enhanced monitoring, transparency…
FRC and the New CASS Audit Regime
In November 2015 the Financial Reporting Council (FRC) published its standard for audit firms on “Providing Assurance on Client Assets…
CASS, Compliance

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