At a time when investment firms already face a range of significant economic and regulatory challenges, their capability and capacity to deliver will again be tested by The Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instruments Regulation (MiFIR).
MiFID II/ MiFIR Transaction Reporting
This paper focusses on Transaction Reporting and how a robust, automated financial control regime can overcome often manual and complex reporting processes, hence ensuring on-going compliance, including:
- MiFID II Timeline and the Need to Prepare Now
- Changes from the Existing MiFID I Requirements
- AutoRek's 5 Step Approach to Transaction Reporting
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