Solutions

MiFID II Post-Trade Reporting

An automated 3-way reconciliation solution and control framework to deliver confidence in your data and ensure compliance with MiFID II transaction reporting requirements.

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Key benefits

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    Achieve regulatory compliance and avoid penalties
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    Reduce operating costs and enhance efficiency
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    Remove spreadsheets and manual processes to focus on value-add tasks
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    Reduce risk of over/under reporting to ensure accuracy
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    Demonstrate comprehensive audit trails, providing you with transparency
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    Direct link to your ARM for process consolidation
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    Easily scalable to support company expansion

Comply with MiFID II transaction reporting obligations

Investment organisations conducting business within the EU are required to comply with MiFID II regulations. As part of a range of transaction reporting regimes, firms that execute transactions must report complete and accurate details of those transactions to the regulator.

Our MiFID II solution is purpose-built to help firms meet these requirements and demonstrate full control over their data. For peace of mind, AutoRek performs data integrity and validity checks to create a golden source of data ahead of reporting.

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Automated 3-way reconciliations for increased efficiency

To demonstrate sufficient oversight and control of the trade lifecycle, investment businesses must conduct a 3-way reconciliation between:
– Data from the reporting firm
– A transaction reporting mechanism
– The national competent authority

Using the system’s powerful rules-driven engine and high-volume capacity, AutoRek delivers an automated 3-way reconciliation process designed to capture each reporting requirement and minimise the manual work involved.

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Simplified data management

AutoRek loads data directly from source systems, enabling transactional and static data to be amalgamated and consolidated into a single, convenient repository. The software verifies the completeness and accuracy of transactions. It also categorises and prioritises issues as they arise, giving you more time to focus on what matters most.

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Demonstrate full oversight with effective case management

Common to all of the G20 transaction reporting regimes is that firms must demonstrate full oversight and control of the trade lifecycle and the underlying data.

Embedded into our MiFID II solution, the case management and workflow functionality highlights errors, assigns them to the appropriate person and tracks their resolution in real-time.

Get ready to transform your reporting processes

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