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Despite Covid-19, CASS financial conduct rules have not disappeared and many firms face new challenges due to the crisis.
Read more about COVID-19: Segregation, diversification of client money pose big challenges for UK regulated firms
The Financial Conduct Authority (FCA) has said it knows some firms will be unable to progress plans to improve compliance with the client money (CASS) rules during the COVID-19 outbreak. Firms should consider reporting such delays to it and, where relevant, keep FCA CASS contacts notified of progress toward complianc.
Read more about Unclosed CASS compliance breaches are a concern in COVID-19 crisis | AutoRek