CASS

AutoRek significantly reduces the burden on firms required to meet the regulatory obligation of client asset protection as defined in the FCA CASS Handbook.
AutoRek is a data governance platform which includes automation of internal and external reconciliations, identification and treatment of shortfalls, execution of the daily client money calculation, production of CMAR and support for CASS RP. Interactive dashboards and reporting provide the CF10a and CASS governance teams with real time insight into status of processes and exception management, minimising the risk of regulatory breaches and reducing the cost of compliance.

Benefits of CASS

  • Mitigate risk of regulatory breaches

  • Real time insight into status and exposure

  • Reduced dependency on skilled persons

  • Single platform for client money and client assets

  • Automated workflow for governance and audit

  • Efficient electronic sign off and record retention

  • Adaptable to meet new regulatory requirements

  • Centralised repository for storing CASS RP

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Learn how AutoRek helps reduce costs, improve process efficiency and ensure on-going compliance with a range of regulatory reporting requirements.