Resources

CASS 6.6.54 Stock Shortfalls
As defined in the handbook CASS 6.6.54R applies where a firm identifies a discrepancy as a result of, or that…
CASS, Client Assets, Client Money
IFRS 17 Data Management and Reconciliations
The disclosure requirements under IFRS 17 Insurance Contracts state the need to disclose reconciliations of insurance and reinsurance contracts. Reconciliations…
Insurance, Reconciliations
On Demand Webinar: Transaction Reporting & Data Control
It’s just over 1 year since MiFID II came into force, now more than ever – firms are facing the…
MiFID II, Regulation

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