Resources

CASS Oversight of Third Party Administrators
Third Party Administrators (TPAs) typically perform back office activities including cash and transaction processing, settlement, reconciliations, record keeping, and CASS…
CASS, Client Money, Compliance
AutoRek Survey: MiFID II Transaction Reporting Readiness
With the MiFID II go-live date now just less than 6 months away, many firms are still in the process…
MiFID II
Managing Your Financial Controls
Banks and financial institutions continue to face unprecedented levels of scrutiny. Regulators are demanding more data, more granularity, more often.…
Reconcilations

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