Regulatory Round Up – July 2018
Gillian Boston, Head of Business Consulting at AutoRek, and Michael Ruck, Senior Associate, Pinsent Masons discuss The continued speed of change of…
Compliance, Financial Control, Reconciliations, Regulation
Video: CASS Audits
We are in year 2 of the application of the FRC’s enhanced assurance standard, which finds firms undertaking remedial work…
CASS, Client Assets, Client Money, Compliance, Regulation
Video: The Regulatory Space
The FRC Assurance Standard covers the work that auditors need to undertake when reporting to the FCA on the compliance…
CASS, Client Assets, Client Money

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