Video: CASS Audits
We are in year 2 of the application of the FRC’s enhanced assurance standard, which finds firms undertaking remedial work…
CASS, Client Assets, Client Money, Compliance, Regulation
Video: The Regulatory Space
The FRC Assurance Standard covers the work that auditors need to undertake when reporting to the FCA on the compliance…
CASS, Client Assets, Client Money
Regulatory Reporting Round Up – May
Gillian Boston, Head of Business Consulting at AutoRek, and Kevin Silvester, Provider Relationships Manager, at Brewin Dolphin discuss how MiFID…
Financial Control, MiFID II, Regulation

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