Ensuring our clients achieve compliance with CASS regulations is a driving force behind product development at AutoRek. Since 2015 we have helped countless firms in the asset management sector and beyond meet regulatory reporting requirements and take control of their data. The AutoRek CASS solution is constantly evolving and now offers a complete end-to-end tool to make certain your firm meets all its obligations toward the FCA.

This paper explores the key CASS requirements as outlined in the FCA’s Handbook, the challenges that they can bring firms and how the AutoRek software solution can help. Requirements covered include:

  • CASS 3: Collateral

  • CASS 5: Client Money Insurance Distribution Activity

  • CASS 6: Custody Assets Rules

  • CASS 7: Client Money Rules

  • CASS 8: Mandates

  • CASS 10: Resolution Pack

  • CASS 11: Client Money Debt Management

  • CASS 13: Client Money Claims Management

The paper also shows how AutoRek's automated reconciliation capabilities enables clients to automatically generate the CMAR, plus how the all-new CASS Governance toolkit can help ensure effective CASS oversight.

 

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