The New Prudential Regime - What Does it Mean for Investment Firms?

The new Prudential Regime, which is regulated by the FCA, will continually present new data management challenges for asset managers. In response, AutoRek is committed towards collaborating with EU or UK domiciled Asset Managers to meet these challenges.

The EU has approved this Prudential Regime which was published in the official journals on the 5th of December, 2019. The application of this regime will commence from 26th July 2021 and there are limited transition provisions afforded in the original text.

This whitepaper discusses the new Prudential Regime, the impact this will have on investment firms and how the AutoRek solution can ensure regulatory compliance.

 

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